Compliance Consultant


Compliance Consultant

Job Title: Compliance Consultant
Contract Type: Permanent
Location: London
Salary: up to £70, 000
Reference: CC0070217
Contact Name: Bea Hrubosova
Contact Email:
Job Published: February 07, 2017 16:35

Job Description

Our client is looking for a compliance consultant to join the team to work on MiFID II, reporting to Head of Compliance. This opportunity offers an excellent exposure to develop your career within compliance role that has strong front office focus.

Key Responsibilities

  • technical research and consultation to support programmes 
  • implement and develop compliance monitoring & Testing Program, incl trading practises and best execution
  • provide regulatory reporting production
  • assit in the development of complaince frameworks and related policies
  • provide ad hoc project support
  • experience in advising and monitoring of asset management business
  • working knowledge of MiFID II - particualrly best execution and transaction reporting
  • experience in the interpretation and analysis of complex investmnet management agreements
  • motivated individual with excellent stakeholder management skills


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