Financial Crime Assurance & Testing - Vice President


Financial Crime Assurance & Testing - Vice President

Job Title: Financial Crime Assurance & Testing - Vice President
Location: Unknown
Job Published: April 11, 2018 08:54

Job Description

Key Responsibilities:


·         Assisting the Regional AT Manager with the co-ordination of the annual Quality Assurance

·         Work with the Regional AT Manager to understand the prioritization of the programme globally

·         Perform testing of the control environment, key processes and systems operated by Compliance, Anti Financial Crime or Regulation and report any issues / gaps to Senior Management

·         Engage with stakeholders from across Compliance, Reg and Financial Crime to perform testing including reporting and validation of identified issues

·         Perform ad hoc consultancy style work as required by Senior Compliance Management

·         Escalate and report material gaps to the Regional AT Manager

·         Work with the AT team to produce timely and accurate MI for senior management


Skills & Qualifications:


·         An in depth understanding of the regulatory landscape within the global financial services industry and practical experience of working in a regulatory environment (Compliance, Anti-Financial Crime, Risk, Audit etc.)

·         Testing controls that mitigate Anti-Financial Crime and/or Compliance Risks

·         Experience applying internal audit or equivalent testing methodologies including risk based testing

·         The applicant must be analytical, proactive and have a structured and organised approach. Attention to detail is critical to ensure that high quality deliverables are produced

·         Strong working knowledge of Microsoft Excel; Word, Visio, PowerPoint