Regulatory Compliance Analyst


Regulatory Compliance Analyst

Job Title: Regulatory Compliance Analyst
Contract Type: Temporary
Location: London
Salary: £650 - 700
Reference: RCA0910BH
Job Published: October 09, 2017 10:36

Job Description

The role will report to the Senior Compliance Manager  and work as part of the Compliance team to provide high-quality advisory compliance support.

- The manager will be part of the Compliance Advisory team and will be required to identify the regulatory impact, and to provide comprehensive business-focused compliance advisory support - proactively advising and training the business on compliance with regulation, and supporting firms’ new and existing business strategies and products in order to comply with regulatory requirements on a global basis.


Key Responsibilities:                                                         

  • Analyse developing regulation for impact on business and work with the business areas impacted to meet any new regulatory requirements.
  • Maintain detailed knowledge of relevant rules and legislation and provide advice, guidance and training to business areas, challenging existing policies, processes and controls where necessary
  • Take responsibility for allocated compliance projects, and as required, deputise for the CCO through representing the firm on external trade bodies, industry working parties and to the FCA
  • Work with the CCO and other senior compliance managers to successfully manage the compliance function by proactively developing effective and efficient methods and tools to manage compliance work

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