Regulatory Compliance Director


Regulatory Compliance Director

Job Title: Regulatory Compliance Director
Contract Type: Permanent
Location: London
Salary: 150, 000
Reference: RCG3108
Contact Name: Bea Hrubosova
Contact Email:
Job Published: August 31, 2017 11:10

Job Description

My client, Tier 1 Investment Bank, is seeking a Head of Regulatory Compliance to overlook Regulatory compliance group and be responsible for current and forthcoming regulatory requirements to directly impact the bank. 

This role would be very well suited to someone with the legal background. 


Key Responsibilities:

  • The timely identification and dissemination of UK, Irish and EMEA forthcoming regulatory developments to key stakeholders in accordance with the Department's Key Operating Procedures
  • The oversight of the assessment by compliance of UK, Irish and EMEA forthcoming regulatory developments, and the creation of associated MIS
  • The oversight and ongoing optimization of processes and procedures owned by the Global Regulatory Compliance Function (GRC) on behalf of the UKI/EMEA region, to make sure regional processes and procedures align with the global model and are fit for purpose
  • Contribution to the ongoing optimisation and eventual replacement of the IT tool used by GRC globally to deliver its work product, including assessing and where necessary testing and challenging the fitness for purpose of enhancements delivered by the vendor and internal providers
Key Requirements:
  • Experience in understanding and interpreting new laws and regulations and assess their impacts and relevance to the different businesses f the Bank, in more than just one jurisdiction
  • Experience in working on ad hoc, multi-disciplinary projects across complex organisations
  • Strong ability to  learn and remain current on industry rules, regulations and best practices
  • Delivery focus
  • Excellent stakeholder management 

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